SEC Form 4 · accession 0001209191-16-152188

Bank of Marin Bancorp · BMRC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Executive Vice President

Period of report

Nov 25, 2016

Accepted (ET)

Nov 28, 2016 · 4:27 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001403475

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Nov 25, 2016	X	4,000	$35.18	A	11,211	D
Common Stock	Nov 25, 2016	S	4,000	$65.6108	D	7,211	D
Common Stock	holding	—	—		—	7,678	I	By ESOP
Common Stock	holding	—	—		—	1,624	I	By 401(k) Plan
Common Stock	holding	—	—		—	204	I	As custodian for grandson under CAUTMA
Common Stock	holding	—	—		—	200	I	As Custodian for Grandson under CAUTMA

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Options (Right to buy)^F1	$35.18	Nov 25, 2016	X	4,000	D	—	May 1, 2017	Common Stock	4,000	0	D
Stock Options (Right to buy)^F1	$28.75	holding	—	—	—	—	May 1, 2018	Common Stock	2,300	2,300	D
Stock Options (Right to buy)^F1	$22.25	holding	—	—	—	—	Apr 1, 2019	Common Stock	4,000	4,000	D
Stock Options (Right to buy)^F1	$33.10	holding	—	—	—	—	Apr 1, 2020	Common Stock	1,750	1,750	D
Stock Options (Right to buy)^F1	$38.00	holding	—	—	—	—	Apr 1, 2021	Common Stock	1,650	1,650	D
Stock Options (Right to buy)^F1	$38.18	holding	—	—	—	—	Apr 2, 2022	Common Stock	2,650	2,650	D
Stock Options (Right to buy)^F1	$39.35	holding	—	—	—	—	Apr 1, 2023	Common Stock	1,600	1,600	D
Stock Options (Right to Buy)^F1	$45.88	holding	—	—	—	—	Apr 1, 2024	Common Stock	1,550	1,550	D
Stock Options (Right to buy)^F2	$50.75	holding	—	—	—	—	Mar 2, 2025	Common Stock	2,600	2,600	D
Stock Options (Right to buy)^F2	$49.65	holding	—	—	—	—	Mar 1, 2026	Common Stock	2,640	2,640	D