SEC Form 4 · accession 0001209191-16-151944
Bank of Marin Bancorp · BMRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tani Girton
Officer — Executive Vice President
Period of report
Aug 12, 2016
Accepted (ET)
Nov 23, 2016 · 3:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403475
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 12, 2016 | J | 4 | $0.00 | A | 709 | I | By ESOP |
| Common StockF1 | Nov 14, 2016 | J | 3 | $0.00 | A | 712 | I | By ESOP |
| Common Stock | holding | — | — | — | 7,180 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| (Stock Options (Right to buy)F2 | $40.73 | holding | — | — | — | — | Aug 29, 2023 | Common Stock | 11,000 | 11,000 | D |
| Stock Options (Right to buy)F3 | $50.75 | holding | — | — | — | — | Mar 2, 2025 | Common Stock | 2,880 | 2,880 | D |
| Stock Options (Right to buy)F3 | $49.65 | holding | — | — | — | — | Mar 1, 2026 | Common Stock | 2,950 | 2,950 | D |
Explanation of responses
- F1Exempt under Rule 16A-11 Additional shares resulting from dividend reinvestments
- F2Exercisable 20% per year beginning on first anniversary date of grant
- F3Exercisable 33% per year beginning on first anniversary date of grant