SEC Form 4 · accession 0001209191-16-151916
Bank of Marin Bancorp · BMRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Russell A Colombo
Officer — President and CEO · Director
Period of report
Aug 12, 2016
Accepted (ET)
Nov 23, 2016 · 2:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403475
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 12, 2016 | J | 35 | $0.00 | A | 6,933 | I | By ESOP |
| Common StockF1 | Nov 14, 2016 | J | 30 | $0.00 | A | 6,963 | I | By ESOP |
| Common Stock | holding | — | — | — | 21,462 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to buy)F2 | $35.18 | holding | — | — | — | — | May 1, 2017 | Common Stock | 6,000 | 6,000 | D |
| Stock Options (Right to buy)F2 | $28.75 | holding | — | — | — | — | May 1, 2018 | Common Stock | 5,800 | 5,800 | D |
| Stock Options (Right to buy)F2 | $22.25 | holding | — | — | — | — | Apr 1, 2019 | Common Stock | 5,098 | 5,098 | D |
| Stock Options (Right to buy)F2 | $33.10 | holding | — | — | — | — | Apr 1, 2020 | Common Stock | 4,500 | 4,500 | D |
| Stock Options (Right to buy)F2 | $38.00 | holding | — | — | — | — | Apr 1, 2021 | Common Stock | 4,300 | 4,300 | D |
| Stock Options (Right to buy)F2 | $38.18 | holding | — | — | — | — | Apr 2, 2022 | Common Stock | 6,900 | 6,900 | D |
| Stock Options (Right to buy)F2 | $39.35 | holding | — | — | — | — | Apr 1, 2023 | Common Stock | 4,100 | 4,100 | D |
| Stock Options (Right to Buy)F2 | $45.88 | holding | — | — | — | — | Apr 1, 2024 | Common Stock | 4,200 | 4,200 | D |
| Stock Options (Right to buy)F3 | $50.75 | holding | — | — | — | — | Mar 2, 2025 | Common Stock | 7,170 | 7,170 | D |
| Stock Options (Right to buy)F3 | $49.65 | holding | — | — | — | — | Mar 1, 2026 | Common Stock | 7,410 | 7,410 | D |
Explanation of responses
- F1Exempt under Rule 16A-11 Additional shares resulting from dividend reinvestments
- F2Exercisable 20% per year beginning on first anniversary date of grant
- F3Exercisable 33% per year beginning on first anniversary date of grant