SEC Form 4 · accession 0001209191-16-110180
Bank of Marin Bancorp · BMRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Min Situ
Officer — Principal Accounting Officer
Period of report
Dec 31, 2015
Accepted (ET)
Mar 23, 2016 · 1:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403475
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 31, 2015 | J | 202 | $0.00 | A | 1,874 | I | By ESOP |
| Common StockF2 | Feb 12, 2016 | J | 9 | $0.00 | A | 1,883 | I | By ESOP |
| Common Stock | holding | — | — | — | 532 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to buy)F3 | $38.18 | holding | — | — | — | — | Apr 2, 2022 | Common Stock | 84 | 84 | D |
| Stock Options (Right to Buy)F3 | $45.88 | holding | — | — | — | — | Apr 1, 2024 | Common Stock | 100 | 100 | D |
| Stock Options (Right to buy)F4 | $50.75 | holding | — | — | — | — | Mar 2, 2025 | Common Stock | 180 | 180 | D |
Explanation of responses
- F1Represents the 2015 ESOP allocation reflected in reporting owner's account as of 12/31/2015.
- F2Exempt under Rule 16A-11 Additional shares resulting from dividend reinvestments
- F3Exercisable 20% per year beginning on date of grant
- F4Exercisable 33% per year beginning on first anniversary date of grant