SEC Form 4 · accession 0001403431-19-000033
Heritage-Crystal Clean, Inc. · HCCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark DeVita
Officer — Chief Financial Officer
Period of report
Mar 6, 2019
Accepted (ET)
Mar 7, 2019 · 8:50 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403431
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 6, 2019 | M | 1,199 | $24.96 | A | 83,540 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $7.33 | Mar 6, 2019 | M | 1,199 | A | Mar 25, 2010 | Mar 25, 2019 | Employee Stock Option (right to buy) | 1,199 | 0 | D |