SEC Form 5 · accession 0001403431-19-000021
Heritage-Crystal Clean, Inc. · HCCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul James Schumacher Jr.
Director
Period of report
Dec 29, 2018
Accepted (ET)
Feb 12, 2019 · 2:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403431
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 12, 2017 | J | 9,478 | $0.00 | A | 12,032 | D | |
| Common StockF2 | holding | — | — | — | 4,000 | I | Held by minor children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares reflect what should have been reported on Form 3 filed on June 6, 2018. No Shares were acquired on this date.
- F2These shares reflect what should have been reported on Form 3 filed on June 6, 2018. These shares are held by Mr. Schumacher's minor children.