SEC Form 4 · accession 0001403431-17-000100
Heritage-Crystal Clean, Inc. · HCCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ellie Bruce
Officer — VP Business Management
Period of report
Jul 26, 2017
Accepted (ET)
Jul 28, 2017 · 3:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403431
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 26, 2017 | M | 2,252 | $11.50 | A | 23,281 | D | |
| Common StockF1 | Jul 26, 2017 | S | 2,252 | $17.00 | D | 21,029 | D | |
| Common StockF2 | holding | — | — | — | 62 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $11.50 | Jul 26, 2017 | M | 2,252 | D | Mar 17, 2008 | Mar 17, 2018 | Common Stock | 2,252 | 0 | D |
Explanation of responses
- F1Exercises were made pursuant to a Rule 10b5-1 Plan.
- F2Consists of shares owned by Ellie Bruce's spouse.