SEC Form 4 · accession 0001403431-17-000077
Heritage-Crystal Clean, Inc. · HCCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Fred M Fehsenfeld Jr.
Director
Period of report
Apr 26, 2017
Accepted (ET)
Apr 28, 2017 · 6:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403431
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 26, 2017 | A | 2,996 | $0.00 | A | 1,026,596 | D | |
| Common StockF2 | holding | — | — | — | 10,000 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock award which vests fully on April 26, 2018.
- F2Includes 2,000 shares purchased by Mr. Fehsenfeld's spouse and 4,000 shares purchased by each of two of Mr. Fehsenfeld's children in the issuer's Direct Placement in connection with the issuer's initial public offering.