SEC Form 4 · accession 0001403431-17-000072

Heritage-Crystal Clean, Inc. · HCCI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — COO

Period of report

Apr 24, 2017

Accepted (ET)

Apr 26, 2017 · 6:24 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001403431

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Apr 24, 2017	M	2,500	$7.33	A	169,465	D
Common Stock^F1	Apr 24, 2017	S	2,500	$15.70	D	166,965	D
Common Stock^F1	Apr 24, 2017	M	2,159	$7.33	A	169,124	D
Common Stock^F1	Apr 24, 2017	S	2,159	$15.40	D	166,965	D
Common Stock^F1	Apr 25, 2017	M	117	$7.33	A	167,082	D
Common Stock^F1	Apr 25, 2017	S	117	$16.00	D	166,965	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F2,F1	$7.33	Apr 24, 2017	M	2,500	D	—	Mar 25, 2019	Common Stock	2,500	8,990	D
Employee Stock Option (right to buy)^F2,F1	$7.33	Apr 24, 2017	M	2,159	D	—	Mar 25, 2019	Common Stock	2,159	6,831	D
Employee Stock Option (right to buy)^F2,F1	$7.33	Apr 25, 2017	M	117	D	—	Mar 25, 2019	Common Stock	117	6,714	D