SEC Form 4 · accession 0001403431-17-000017
Heritage-Crystal Clean, Inc. · HCCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph Chalhoub
Officer — President & CEO · Director
Period of report
Jan 27, 2017
Accepted (ET)
Jan 31, 2017 · 4:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403431
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 27, 2017 | S | 3,414 | $15.00 | D | 1,061,027 | I | See Footnote |
| Common StockF2 | Jan 30, 2017 | S | 759 | $15.00 | D | 1,060,268 | I | See Footnote |
| Common StockF2 | Jan 31, 2017 | S | 100 | $15.00 | D | 1,060,168 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Trades were made pursuant to a Rule 10b5-1 plan.
- F2Includes shares held by Mr. Chalhoub's spouse.