SEC Form 4 · accession 0001403431-17-000013
Heritage-Crystal Clean, Inc. · HCCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory Ray
Officer — COO
Period of report
Jan 1, 2017
Accepted (ET)
Jan 6, 2017 · 6:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403431
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 1, 2017 | F | 1,996 | $15.70 | D | 155,602 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Delivery of shares to pay taxes upon vesting of options.
- F2Gregory Ray is the beneficial owner of the shares of Common Stock held by Gregory Paul Ray Trust.