SEC Form 4 · accession 0001403431-17-000010
Heritage-Crystal Clean, Inc. · HCCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph Chalhoub
Officer — President & CEO · Director
Period of report
Jan 1, 2017
Accepted (ET)
Jan 6, 2017 · 6:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403431
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 1, 2017 | F | 5,070 | $15.70 | D | 4,158 | D | |
| Common StockF3 | Jan 4, 2017 | S | 2,476 | $15.50 | D | 1,140,565 | I | See footnote 2 |
| Common StockF3 | Jan 5, 2017 | S | 1,124 | $15.50 | D | 1,139,441 | I | See footnote 2 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Delivery of shares to pay taxes upon vesting of options.
- F2Trades were made pursuant to a Rule 10b5-1 plan.
- F3Includes shares held by Mr. Chalhoub's spouse.