SEC Form 4 · accession 0001403431-16-000103
Heritage-Crystal Clean, Inc. · HCCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph Chalhoub
Officer — President & CEO · Director
Period of report
Nov 23, 2016
Accepted (ET)
Nov 28, 2016 · 4:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403431
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 23, 2016 | S | 4,355 | $16.00 | D | 1,210,428 | I | See footnote 2 |
| Common StockF2 | Nov 25, 2016 | S | 10,645 | $16.00 | D | 1,199,783 | I | See footnote 2 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Trades were made pursuant to a Rule 10b5-1 plan.
- F2Includes shares held by Mr. Chalhoub's spouse.