SEC Form 4 · accession 0000914760-15-000173
Heritage-Crystal Clean, Inc. · HCCI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Fred M Fehsenfeld Jr.
Director
Period of report
May 8, 2015
Accepted (ET)
May 12, 2015 · 10:32 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403431
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 8, 2015 | A | 3,773 | $0.00 | A | 1,018,821 | D | |
| Common StockF2 | holding | — | — | — | 10,000 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock award which vests fully on May 8, 2016.
- F2Includes 2,000 shares purchased by Mr. Fehsenfeld's spouse and 4,000 shares purchased by each of two of Mr. Fehsenfeld's children in the issuer's Direct Placement in connection with the issuer's initial public offering.