SEC Form 4 · accession 0001127602-16-068250
VISA INC. · V
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cathy E. Minehan
Director
Period of report
Nov 19, 2016
Accepted (ET)
Nov 22, 2016 · 9:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403161
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Nov 19, 2016 | M | 2,246 | — | A | 77,858 | D | |
| Class A Common StockF2 | holding | — | — | — | 32,000 | I | By Husband | |
| Class A Common Stock | holding | — | — | — | 4,000 | I | Corrigan Elizabeth A 2000 Trust | |
| Class A Common Stock | holding | — | — | — | 4,000 | I | Corrigan Karen Barlow 2000 Trust | |
| Class A Common StockF2 | holding | — | — | — | 4,000 | I | Minehan Brian P 2001 Trust | |
| Class A Common StockF2 | holding | — | — | — | 4,000 | I | Minehan Melissa J 2001 Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Nov 19, 2016 | M | 2,246 | D | — | — | Class A Common Stock | 2,246 | 0 | D |
| Restricted Stock UnitsF1 | — | Nov 19, 2016 | A | 2,289 | A | — | — | Class A Common Stock | 2,289 | 2,289 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest on the first anniversary of the date of grant, subject to earlier vesting in full in limited circumstances specified in the award agreement.
- F2The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.