SEC Form 4 · accession 0001127602-15-006878
VISA INC. · V
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ellen Richey
Officer — VICE CHAIR RISK & PUB POLICY
Period of report
Feb 14, 2015
Accepted (ET)
Feb 18, 2015 · 6:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001403161
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Feb 14, 2015 | M | 8,678 | — | A | 13,256 | D | |
| Class A Common Stock | Feb 14, 2015 | F | 3,994 | $269.63 | D | 9,262 | D | |
| Class A Common Stock | holding | — | — | — | 14,622 | I | Held by the Richey 2007 Trust u/a/d 11-29-2007 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Feb 14, 2015 | M | 8,678 | D | — | Feb 14, 2022 | Common Stock | 8,678 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in two equal installments on the second and third anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement.