SEC Form 4 · accession 0001140361-17-021019
Orion Group Holdings Inc · ORN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher James DeAlmeida
Officer — VP & Chief Financial Officer
Period of report
May 12, 2017
Accepted (ET)
May 16, 2017 · 5:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001402829
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 12, 2017 | S | 5,069 | $8.3217 | D | 28,367 | D | |
| Common Stock | May 15, 2017 | S | 1,331 | $8.20 | D | 27,036 | D | |
| Common Stock | May 15, 2017 | X | 11,735 | $6.00 | A | 38,771 | D | |
| Common Stock | May 15, 2017 | S | 11,735 | $8.0951 | D | 27,036 | D | |
| Common Stock | May 16, 2017 | X | 6,790 | $6.00 | A | 33,826 | D | |
| Common Stock | May 16, 2017 | S | 6,790 | $7.8163 | D | 27,036 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common stock | $6.00 | May 15, 2017 | X | 11,735 | A | Aug 18, 2014 | Aug 18, 2021 | Common stock | 11,735 | 67,755 | D |
| Common stock | $6.00 | May 16, 2017 | X | 6,790 | A | Aug 18, 2014 | Aug 18, 2021 | Common stock | 6,790 | 60,965 | D |