SEC Form 4 · accession 0001594062-18-000153
Rafina Innovations Inc. · VICA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Constantinos Zertalis
10% Owner
Period of report
Jul 20, 2018
Accepted (ET)
Aug 15, 2018 · 11:37 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001402737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Jul 20, 2018 | P | 3,000 | $1.7243 | A | 87,501 | D | |
| Common stockF1 | holding | — | — | — | 6,135,529 | I | Maschari Ltd. | |
| Common stock | holding | — | — | — | 84,501 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Zertalis is the beneficial owner and director of Maschari Ltd., a Cyprus corporation.