SEC Form 4 · accession 0001594062-18-000138
Rafina Innovations Inc. · VICA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Constantinos Zertalis
10% Owner
Period of report
Jul 13, 2018
Accepted (ET)
Jul 17, 2018 · 5:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001402737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Jul 13, 2018 | P | 700 | $1.66 | A | 84,501 | D | |
| Common stockF2,F1 | holding | — | — | — | 6,135,529 | I | Maschari Ltd. | |
| Common stockF2 | holding | — | — | — | 83,801 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Zertalis is the beneficial owner and director of Maschari Ltd., a Cyprus corporation.
- F2All shares have been adjusted to impact a 20 for 1 reverse split effected by the Issuer on July 9, 2018