SEC Form 4 · accession 0001594062-18-000132
Rafina Innovations Inc. · VICA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Constantinos Zertalis
10% Owner
Period of report
Jun 12, 2018
Accepted (ET)
Jun 29, 2018 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001402737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Jun 12, 2018 | P | 1,000 | $0.10 | A | 1,483,655 | D | |
| Common stock | Jun 15, 2018 | P | 3,000 | $0.096 | A | 1,486,655 | D | |
| Common stock | Jun 15, 2018 | P | 6,000 | $0.10 | A | 1,492,655 | D | |
| Common stock | Jun 15, 2018 | P | 5,000 | $0.071 | A | 1,497,655 | D | |
| Common stock | Jun 20, 2018 | P | 3,000 | $0.099 | A | 1,500,655 | D | |
| Common stock | Jun 25, 2018 | P | 1,000 | $0.09 | A | 1,501,655 | D | |
| Common stock | Jun 27, 2018 | P | 500 | $0.09 | A | 1,502,155 | D | |
| Common stockF2 | Jun 28, 2018 | P | 173,363 | $0.05 | A | 1,675,518 | D | |
| Common stockF1 | holding | — | — | — | 122,710,562 | I | Maschari Ltd. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Zertalis is the beneficial owner and director of Maschari Ltd., a Cyprus corporation.
- F2On June 28, 2018, Mr. Zertalis acquired 173,363 restricted common shares of the Issuer by way of private placement subscription at $0.05 per share. The shares are subject to applicable resale restrictions.
Remarks
Certain of the market purchase transactions reported herein between June 12 and June 25, 2018, were inadvertently omitted from prior filed reports on Form 4.