SEC Form 4 · accession 0001594062-18-000124
Rafina Innovations Inc. · VICA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Constantinos Zertalis
10% Owner
Period of report
Apr 5, 2018
Accepted (ET)
Jun 20, 2018 · 7:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001402737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Apr 5, 2018 | P | 500 | $0.069 | A | 884,000 | D | |
| Common stock | Apr 12, 2018 | P | 500 | $0.069 | A | 884,500 | D | |
| Common stock | Apr 12, 2018 | P | 315 | $0.05 | A | 884,815 | D | |
| Common stock | Apr 13, 2018 | P | 10,000 | $0.055 | A | 894,815 | D | |
| Common stock | Apr 16, 2018 | P | 500 | $0.06 | A | 895,315 | D | |
| Common stock | Apr 20, 2018 | P | 15,000 | $0.06 | A | 910,315 | D | |
| Common stock | Apr 24, 2018 | P | 20,000 | $0.06 | A | 930,315 | D | |
| Common stock | May 8, 2018 | P | 1,000 | $0.075 | A | 931,315 | D | |
| Common stock | May 10, 2018 | P | 1,000 | $0.065 | A | 932,315 | D | |
| Common stock | May 14, 2018 | P | 1,000 | $0.075 | A | 933,315 | D | |
| Common stock | May 14, 2018 | P | 1,000 | $0.075 | A | 934,315 | D | |
| Common stock | May 15, 2018 | P | 30,000 | $0.0737 | A | 964,315 | D | |
| Common stock | May 22, 2018 | P | 1,000 | $0.0745 | A | 965,315 | D | |
| Common stock | May 30, 2018 | P | 1,000 | $0.075 | A | 966,315 | D | |
| Common stock | Jun 1, 2018 | P | 3,000 | $0.074 | A | 969,315 | D | |
| Common stock | Jun 1, 2018 | P | 600 | $0.065 | A | 969,915 | D | |
| Common stock | Jun 6, 2018 | P | 9,000 | $0.10 | A | 978,915 | D | |
| Common stock | Jun 7, 2018 | P | 500 | $0.10 | A | 979,415 | D | |
| Common stock | Jun 7, 2018 | P | 1,000 | $0.095 | A | 980,415 | D | |
| Common stock | Jun 7, 2018 | P | 3,000 | $0.092 | A | 983,415 | D | |
| Common stock | Jun 7, 2018 | P | 500 | $0.095 | A | 983,915 | D | |
| Common stock | Jun 7, 2018 | P | 900 | $0.10 | A | 984,815 | D | |
| Common stock | Jun 8, 2018 | P | 500 | $0.10 | A | 985,315 | D | |
| Common stock | Jun 11, 2018 | P | 1,500 | $0.10 | A | 986,815 | D | |
| Common stockF2 | Jun 11, 2018 | P | 294,840 | $0.05 | A | 1,281,655 | D | |
| Common stockF1 | holding | — | — | — | 122,710,562 | I | Maschari Ltd. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Zertalis is the beneficial owner and director of Maschari Ltd., a Cyprus corporation.
- F2On June 11, 2018 Mr. Zertalis acquired 294,840 restricted common shares of the Issuer by way of private placement subscription at $0.05 per share. The shares are subject to applicable resale restrictions.