SEC Form 4 · accession 0001585659-15-000002
Rafina Innovations Inc. · VICA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christos Kapatos
Director
Period of report
Apr 17, 2014
Accepted (ET)
Jul 22, 2015 · 9:45 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001402737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common sharesF1 | Apr 17, 2014 | A | 500,000 | $2.25 | A | 1,000,000 | D | |
| Common sharesF2 | May 11, 2015 | A | 1,000,000 | $4.55 | A | 2,000,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were acquired pursuant to an acquisition agreement between the Issuer and Mr. Kapatos. The price is the closing bid of the stock on the date of issuance. The consideration was patented technology which was acquired by the Issuer from Mr. Kapatos.
- F2These shares were acquired pursuant to an addendum dated May 8, 2015 to a certain acquisition agreement between the Issuer and Mr. Kapatos originally entered into on April 16, 2014 and filed on Form 8-K with the Securities and Exchange Commission. The price is the closing bid of the stock on the date of issuance. The consideration was patented technology which was acquired by the Issuer from Mr. Kapatos effective April 16, 2014.