SEC Form 4 · accession 0001209191-18-051843
SS&C Technologies Holdings Inc · SSNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph J. Frank
Officer — SVP,Global Head of M&A and CLO
Period of report
Jun 28, 2018
Accepted (ET)
Sep 20, 2018 · 7:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001402436
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 28, 2018 | F | 4,763 | $51.87 | D | 20,160 | D | |
| Common StockF1,F2 | Sep 18, 2018 | A | 31 | — | A | 20,191 | D | |
| Common Stock | Sep 19, 2018 | P | 14 | $55.18 | A | 20,204 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported securities reflect restricted stock units granted as dividend equivalents which accrued as and when dividends were paid on the issuer's common stock, including (i) 16.1730 restricted stock units granted in connections with the issuer's 06/01/2018 quarterly dividend that was paid to shareholders on 6/15/18 and which was credited to the reporting person on 07/02/2018 and (ii) 14.5642 restricted stock units granted in connection with the issuer's 09/04/2018 quarterly dividend that was paid to shareholders on 09/18/2018 but, due to an administrative error, was credited to the reporting person's account on 09/11/2018.
- F2The market value of the underlying securities was (i) $50.93 in respect of the June quarterly dividend and (ii) $59.00 in respect of the September quarterly dividend.