SEC Form 4 · accession 0001209191-18-028686
SS&C Technologies Holdings Inc · SSNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Gerard Igoe
Officer — SVP & General Counsel
Period of report
May 4, 2018
Accepted (ET)
May 8, 2018 · 6:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001402436
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 4, 2018 | M | 112,000 | $11.375 | A | 112,000 | D | |
| Common StockF1 | May 4, 2018 | S | 112,000 | $48.1737 | D | 0 | D | |
| Common Stock | May 7, 2018 | M | 38,000 | $11.375 | A | 38,000 | D | |
| Common StockF2 | May 7, 2018 | S | 38,000 | $48.5308 | D | 0 | D | |
| Common Stock | May 7, 2018 | M | 24,400 | $21.10 | A | 24,400 | D | |
| Common Stock | May 7, 2018 | S | 24,400 | $48.5308 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $11.375 | May 4, 2018 | M | 112,000 | D | — | Jan 7, 2023 | 0 | 112,000 | 38,000 | D |
| Stock Option (right to buy)F3 | $11.375 | May 7, 2018 | M | 38,000 | D | — | Jan 7, 2023 | 0 | 38,000 | 0 | D |
| Stock Option (right to buy)F4 | $21.10 | May 7, 2018 | M | 24,400 | D | — | Dec 20, 2023 | 0 | 24,400 | 15,600 | D |
Explanation of responses
- F1The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $47.51 to $48.69. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F2The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $48.20 to $48.95. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F3The option is a "time-based" option that vested in full on January 7, 2017.
- F4The option is a "time-based" option that vested in full on December 20, 2017.