SEC Form 4 · accession 0001209191-17-022242
SS&C Technologies Holdings Inc · SSNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William A Etherington
Director
Period of report
Mar 20, 2017
Accepted (ET)
Mar 22, 2017 · 1:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001402436
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 20, 2017 | M | 6,000 | $30.19 | A | 68,500 | D | |
| Common StockF1 | Mar 20, 2017 | S | 6,000 | $36.0615 | D | 62,500 | D | |
| Common Stock | Mar 20, 2017 | M | 6,000 | $30.445 | A | 68,500 | D | |
| Common StockF1 | Mar 20, 2017 | S | 6,000 | $36.0615 | D | 62,500 | D | |
| Common Stock | Mar 21, 2017 | M | 6,000 | $11.545 | A | 68,500 | D | |
| Common Stock | Mar 21, 2017 | M | 6,000 | $15.835 | A | 74,500 | D | |
| Common Stock | Mar 21, 2017 | M | 6,000 | $21.385 | A | 80,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $30.19 | Mar 20, 2017 | M | 6,000 | A | — | May 28, 2025 | Common Stock | 6,000 | 0 | D |
| Stock Option (right to buy)F3 | $30.445 | Mar 20, 2017 | M | 6,000 | A | — | May 25, 2026 | Common Stock | 6,000 | 0 | D |
| Stock Option (right to buy)F4 | $11.545 | Mar 21, 2017 | M | 6,000 | A | — | Nov 28, 2022 | Common Stock | 6,000 | 0 | D |
| Stock Option (right to buy)F5 | $15.835 | Mar 21, 2017 | M | 6,000 | A | — | May 29, 2023 | Common Stock | 6,000 | 0 | D |
| Stock Option (right to buy)F6 | $21.385 | Mar 21, 2017 | M | 6,000 | A | — | May 29, 2024 | Common Stock | 6,000 | 0 | D |
Explanation of responses
- F1The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $36.02 to $36.15. The reporting person undertakes, upon request by the Staff of Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F2The stock option was fully vested as of the date of grant, May 28,2015.
- F3The stock option was fully vested as of the date of grant, May 25,2016.
- F4The stock option was fully vested as of the date of grant, November 28,2012.
- F5The stock option was fully vested as of the date of grant, May 29,2013.
- F6The stock option was fully vested as of the date of grant, May 29,2014.