SEC Form 4 · accession 0001209191-16-135167
SS&C Technologies Holdings Inc · SSNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William C Stone
Officer — Chairman of the Board & CEO · Director · 10% Owner
Period of report
Aug 1, 2016
Accepted (ET)
Aug 3, 2016 · 3:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001402436
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 1, 2016 | M | 469,160 | $4.385 | A | 31,391,750 | D | |
| Common StockF1 | Aug 1, 2016 | M | 469,160 | $31.5197 | D | 30,922,590 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $4.385 | Aug 1, 2016 | A | 434,724 | A | — | Aug 9, 2016 | Common Stock | 434,724 | 0 | D |
| Stock Option (Right to Buy)F3 | $4.385 | Aug 1, 2016 | A | 30,752 | A | — | Aug 9, 2016 | Common Stock | 30,752 | 0 | D |
| Stock Option (Right to Buy)F4 | $4.385 | Aug 1, 2016 | A | 3,684 | A | — | Aug 9, 2016 | Common Stock | 3,684 | 539,412 | D |
Explanation of responses
- F1The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $31.2500 to $32.1900. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F2The option is a "performance-based" option that vested in full on December 31, 2007.
- F3The option is a "performance-based" option that vested in full on December 31, 2008.
- F4The option is a "performance-based" option that vested in full on December 31, 2010.