SEC Form 4 · accession 0001209191-16-128142
SS&C Technologies Holdings Inc · SSNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William C Stone
Officer — Chairman of the Board & CEO · Director · 10% Owner
Period of report
Jun 15, 2016
Accepted (ET)
Jun 16, 2016 · 1:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001402436
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 15, 2016 | M | 250,000 | $8.77 | A | 15,461,295 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $8.77 | Jun 15, 2016 | A | 126,051 | A | — | Aug 9, 2016 | Common Stock | 126,051 | 0 | D |
| Stock Option (Right to Buy)F2 | $8.77 | Jun 15, 2016 | A | 123,949 | A | — | Aug 9, 2016 | Common Stock | 123,949 | 15,376 | D |
Explanation of responses
- F1The option is a "performance-based" option that vested in full on December 31, 2009.
- F2The option is a "performance-based" option that vested in full on December 31, 2008.