SEC Form 4 · accession 0001209191-16-126503
SS&C Technologies Holdings Inc · SSNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Normand A Boulanger
Officer — President and COO · Director
Period of report
Jun 6, 2016
Accepted (ET)
Jun 8, 2016 · 3:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001402436
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 6, 2016 | M | 33,480 | $8.77 | A | 98,480 | D | |
| Common StockF1 | Jun 6, 2016 | S | 33,480 | $61.5897 | D | 65,000 | D | |
| Common Stock | Jun 7, 2016 | M | 15,751 | $8.77 | A | 80,751 | D | |
| Common StockF2 | Jun 7, 2016 | S | 15,751 | $61.5427 | D | 65,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $8.77 | Jun 6, 2016 | M | 27,930 | A | — | Aug 9, 2016 | Common Stock | 27,930 | 0 | D |
| Stock Option (right to buy)F4 | $8.77 | Jun 6, 2016 | M | 5,550 | A | — | Aug 9, 2016 | Common Stock | 5,550 | 107,605 | D |
| Stock Option (right to buy)F4 | $8.77 | Jun 7, 2016 | M | 15,751 | A | — | Aug 9, 2016 | Common Stock | 15,751 | 91,854 | D |
Explanation of responses
- F1The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $61.50 to $61.86. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F2The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $61.50 to $61.705 The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F3The option is a "time-based" option that vested in full on November 23, 2009.
- F4The option is a "performance-based" option that vested in full on December 31, 2011.