SEC Form 4 · accession 0001209191-16-124365
SS&C Technologies Holdings Inc · SSNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Normand A Boulanger
Officer — President and COO · Director
Period of report
May 26, 2016
Accepted (ET)
May 31, 2016 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001402436
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 26, 2016 | M | 4,651 | $8.77 | A | 69,651 | D | |
| Common StockF1 | May 26, 2016 | S | 4,651 | $61.2968 | D | 65,000 | D | |
| Common Stock | May 27, 2016 | M | 120,000 | $8.77 | A | 185,000 | D | |
| Common StockF2 | May 27, 2016 | S | 120,000 | $61.2658 | D | 65,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $8.77 | May 26, 2016 | M | 4,651 | A | — | Aug 9, 2016 | Common Stock | 4,651 | 147,930 | D |
| Stock Option (right to buy)F3 | $8.77 | May 27, 2016 | M | 120,000 | A | — | Aug 9, 2016 | Common Stock | 120,000 | 27,930 | D |
Explanation of responses
- F1The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $61.25 to $61.52. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F2The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $61.10 to $61.56. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F3The option is a "time-based" option that vested in full on November 23, 2009.