SEC Form 4 · accession 0001209191-16-119502
SS&C Technologies Holdings Inc · SSNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William C Stone
Officer — Chairman of the Board & CEO · Director · 10% Owner
Period of report
May 10, 2016
Accepted (ET)
May 12, 2016 · 3:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001402436
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 10, 2016 | M | 20,000 | $8.77 | A | 15,231,295 | D | |
| Common StockF1 | May 10, 2016 | S | 20,000 | $59.1476 | D | 15,211,295 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $8.77 | May 10, 2016 | A | 20,000 | A | — | Aug 9, 2016 | Common Stock | 20,000 | 168,939 | D |
Explanation of responses
- F1The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $59.09 to $59.25. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F2The option is a "time-based" option that vested in full on November 23, 2009.