SEC Form 4 · accession 0001209191-16-089870
SS&C Technologies Holdings Inc · SSNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William C Stone
Officer — Chairman of the Board & CEO · Director · 10% Owner
Period of report
Jan 5, 2016
Accepted (ET)
Jan 6, 2016 · 4:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001402436
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 5, 2016 | M | 152,275 | $8.77 | A | 15,363,570 | D | |
| Common StockF3,F1 | Jan 5, 2016 | S | 152,275 | $66.7396 | D | 15,211,295 | D | |
| Common StockF1 | Jan 6, 2016 | M | 12,225 | $8.77 | A | 15,223,520 | D | |
| Common StockF4,F1 | Jan 6, 2016 | S | 12,225 | $65.31 | D | 15,211,295 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F5 | $8.77 | Jan 5, 2016 | A | 152,275 | A | — | Aug 9, 2016 | Common Stock | 152,275 | 201,164 | D |
| Stock Otion (right to buy)F5 | $8.77 | Jan 6, 2016 | A | 12,225 | A | — | Aug 9, 2016 | Common Stock | 12,225 | 188,939 | D |
Explanation of responses
- F1Amount includes 2,703,846 Class A non-voting common shares.
- F2Open market transaction pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- F3The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $66.18 to $66.95. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F4The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $65.11 to $65.51. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F5The option is a "time-based" option that vested in full on November 23, 2009.