SEC Form 4 · accession 0001209191-15-084185
SS&C Technologies Holdings Inc · SSNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William C Stone
Officer — Chairman of the Board & CEO · Director · 10% Owner
Period of report
Dec 7, 2015
Accepted (ET)
Dec 9, 2015 · 12:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001402436
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 7, 2015 | M | 114,902 | $8.77 | A | 15,326,197 | D | |
| Common StockF3,F1 | Dec 7, 2015 | S | 114,902 | $70.1933 | D | 15,211,295 | D | |
| Common StockF1 | Dec 8, 2015 | M | 135,098 | $8.77 | A | 15,346,393 | D | |
| Common StockF4,F1 | Dec 8, 2015 | S | 135,098 | $69.286 | D | 15,211,295 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F5 | $8.77 | Dec 7, 2015 | A | 114,902 | A | — | Aug 9, 2016 | Common Stock | 114,902 | 488,537 | D |
| Stock Otion (right to buy)F5 | $8.77 | Dec 8, 2015 | A | 135,098 | A | — | Aug 9, 2016 | Common Stock | 135,098 | 353,439 | D |
Explanation of responses
- F1Amount includes 2,703,846 Class A non-voting common shares.
- F2Open market transaction pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- F3The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $69.8150 to $71.5800. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F4The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $68.8700 to $69.7100. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- F5The option is a "time-based" option that vested in full on November 23, 2009.