SEC Form 4 · accession 0001209191-15-082954

SS&C Technologies Holdings Inc · SSNC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Senior Vice President

Period of report

Nov 30, 2015

Accepted (ET)

Dec 2, 2015 · 5:43 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001402436

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Nov 30, 2015	M	2,220	$8.77	A	12,220	D
Common Stock^F1	Nov 30, 2015	S	2,220	$72.0094	D	10,000	D
Common Stock	Nov 30, 2015	M	47,506	$8.77	A	57,506	D
Common Stock^F1	Nov 30, 2015	S	47,506	$72.0094	D	10,000	D
Common Stock	Dec 1, 2015	M	10,494	$8.77	A	20,494	D
Common Stock^F2	Dec 1, 2015	S	10,494	$72.0507	D	10,000	D
Common Stock	Dec 1, 2015	M	42,500	$14.53	A	52,500	D
Common Stock^F2	Dec 1, 2015	S	27,500	$72.0507	D	25,000	D
Common Stock	Dec 1, 2015	M	67,500	$13.48	A	92,500	D
Common Stock^F2	Dec 1, 2015	S	67,500	$72.0507	D	25,000	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (right to buy)^F3	$8.77	Nov 30, 2015	M	2,220	A	—	Aug 9, 2016	Common Stock	2,220	0	D
Stock Option (right to buy)^F4	$8.77	Nov 30, 2015	M	47,506	A	—	Aug 9, 2016	Common Stock	47,506	10,494	D
Stock Option (right to buy)^F4	$8.77	Dec 1, 2015	M	10,494	A	—	Aug 9, 2016	Common Stock	10,494	0	D
Stock Option (right to buy)^F5	$14.53	Dec 1, 2015	M	42,500	A	—	Mar 23, 2020	Common Stock	42,500	0	D
Stock Option (right to buy)^F6	$13.48	Dec 1, 2015	M	67,500	A	—	Oct 3, 2021	Common Stock	67,500	0	D

F1The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $72.00 to $72.06. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F2The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $72.00 to $72.28. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F3The option is a "performance-based" option that vested in full on December 31, 2011.
F4The option is a "time-based" option that vested in full on November 23, 2009.
F5The option is a "time-based" option that vested in full on March 23, 2014.
F6The option is a "time-based" option that vested in full on October 3, 2015.