SEC Form 4 · accession 0001402057-17-000126
CDW Corp · CDW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neal J. Campbell
Officer — See Remarks
Period of report
Sep 7, 2017
Accepted (ET)
Sep 11, 2017 · 5:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001402057
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 | Sep 7, 2017 | M | 2,000 | $17.00 | A | 29,679 | D | |
| Common Stock, par value $0.01F1,F2 | Sep 7, 2017 | S | 2,400 | $59.78 | D | 27,279 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2,F3 | $17.00 | Sep 7, 2017 | M | 2,000 | D | — | Mar 10, 2021 | Common Stock, par value $0.01 | 2,000 | 59,672 | D |
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 22, 2017.
- F2Since the date of the reporting person's last ownership report, he transferred 26,738 shares and 50,459 vested stock options of this tranche with a grant date of June 26, 2013 to his former spouse pursuant to a domestic relations order. In addition, since the date of the reporting person's last ownership report, he transferred 12,505 vested stock options with a grant date of February 25, 2014, 5,359 vested stock options with a grant date of February 19, 2015 and 2,544 vested stock options with a grant date of March 2, 2016 to his former spouse pursuant to a domestic relations order. As a result, stock options held by the reporting person following such transfers are, respectively, 15,284 (grant date of February 25, 2014), 12,503 (grant date of February 19,2015) and 14,420 (grant date of March 2, 2016).
- F360,029 options were vested upon issuance at the pricing of the initial public offering of CDW Corporation on June 26, 2013. The remaining options vested daily on a pro rata basis from June 26, 2013 through March 9, 2016.
Remarks
Senior Vice President- Strategic Solutions and Services