SEC Form 5 · accession 0001056520-16-000303
Star Gold Corp. · SRGZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Ron Nilson
Director
Period of report
Apr 30, 2016
Accepted (ET)
Oct 13, 2016 · 4:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001401835
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Warrants | holding | — | — | — | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantsF1,F2 | $0.50 | Oct 4, 2013 | P | 300,000 | A | Oct 4, 2013 | Oct 4, 2014 | Common Shares | 300,000 | 0 | D |
| WarrantsF1,F2 | $0.50 | Oct 4, 2014 | S | 300,000 | D | Oct 4, 2013 | Oct 4, 2014 | Common Shares | 300,000 | 0 | D |
| OptionsF3,F2 | $0.28 | Feb 13, 2014 | P | 350,000 | A | Nov 13, 2014 | Feb 13, 2024 | Common Shares | 300,000 | 350,000 | D |
Explanation of responses
- F1Reflects a correction the warrants owned by shareholder which expired on 10/4/2014.
- F2See the issuers 10K for the year ended 10/30/2016.
- F3Reflects a correction in the previously reported options beneficially owned by shareholder.