SEC Form 4 · accession 0001401708-18-000139
NanoString Technologies Inc · NSTG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David W. Ghesquiere
Officer — SVP, Corporate & Business Dev
Period of report
Nov 12, 2018
Accepted (ET)
Nov 14, 2018 · 4:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001401708
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 12, 2018 | M | 2,500 | $0.00 | A | 31,657 | D | |
| Common StockF1 | Nov 12, 2018 | F | 609 | $15.27 | D | 31,048 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Nov 12, 2018 | M | 2,500 | D | — | — | Common Stock | 2,500 | 2,500 | D |
Explanation of responses
- F1The reported shares were withheld to cover the reporting person's tax liability in connection with the vesting of RSUs. The shares were not issued to or sold by the reporting person.
- F2Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of Issuer's common stock.
- F3On November 10, 2016, the reporting person was granted 7,500 RSUs vesting in three equal installments beginning on the first market trading day following the first anniversary of the grant date.