SEC Form 4 · accession 0001401708-18-000116
NanoString Technologies Inc · NSTG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David W. Ghesquiere
Officer — SVP, Corporate & Business Dev
Period of report
Sep 4, 2018
Accepted (ET)
Sep 6, 2018 · 6:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001401708
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Sep 4, 2018 | A | 1,599 | $5.644 | A | 29,157 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Employee Stock Purchase Plan ("ESPP"), for the ESPP Purchase Period (as defined in the ESPP) of March 1, 2018 through September 4, 2018. This transaction is also exempt under Rule 16b-3(c).
- F2The Purchase Period ended September 4, 2018 and is the second of two Purchase Periods comprising the Offering Period (as defined in the ESPP) that began March 1, 2018.
- F3In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on March 1, 2018.