SEC Form 4 · accession 0001401708-18-000039
NanoString Technologies Inc · NSTG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J. Chad Brown
Officer — SVP, Sales & Marketing
Period of report
Feb 6, 2018
Accepted (ET)
Feb 8, 2018 · 5:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001401708
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F1 | $6.80 | Feb 6, 2018 | A | 10,000 | A | — | Feb 5, 2028 | Common Stock | 10,000 | 10,000 | D |
| Restricted Stock UnitsF2,F3 | — | Feb 6, 2018 | A | 30,765 | A | — | — | Common Stock | 30,765 | 30,765 | D |
Explanation of responses
- F11/48 of the shares subject to such option shall vest on the one-month anniversary of 2/6/18 (the "Option Vesting Commencement Date") and 1/48th of the total number of shares each monthly anniversary of the Option Vesting Commencement Date becoming fully vested on the four-year anniversary of the Option Vesting Commencement Date.
- F2Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of Issuer's common stock.
- F31/3 of the RSUs vest on the first market trading day following the first anniversary of March 10, 2018 (the "RSU Vesting Commencement Date"), and 1/3 of the RSUs vest annually each year on the first market trading day after the second and third anniversary of the RSU Vesting Commencement Date.