SEC Form 4 · accession 0001401708-18-000015
NanoString Technologies Inc · NSTG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles P Waite Jr.
Director
Period of report
Jan 1, 2018
Accepted (ET)
Jan 3, 2018 · 6:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001401708
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF1 | $7.47 | Jan 1, 2018 | A | 10,168 | A | — | Dec 31, 2027 | Common Stock | 10,168 | 10,168 | D |
Explanation of responses
- F1100% of the shares subject to the Option vest on the one year anniversary of January 1, 2018. The vesting of shares subject to the Option will accelerate in full upon a "change in control" as defined in the 2013 Equity Incentive Plan. In accordance with the internal policies of OVP Ventures, the options received by Mr. Waite must be held for the benefit of OVP Ventures and its affiliates.