SEC Form 4 · accession 0001401708-17-000071
NanoString Technologies Inc · NSTG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mary Tedd Allen
Officer — SVP, Operations
Period of report
Sep 1, 2017
Accepted (ET)
Sep 5, 2017 · 5:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001401708
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Sep 1, 2017 | A | 491 | $13.20 | A | 23,939 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Purchase Period (as defined in the ESPP) ended on September 1, 2017.
- F2The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the NanoString Technologies, Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP Purchase Period (as defined in the ESPP) of March 1, 2017 through September 1, 2017. This transaction is also exempt under Rule 16b-3(c).
- F3In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the issuer's common stock on September 1, 2017.