SEC Form 4 · accession 0001401708-17-000063
NanoString Technologies Inc · NSTG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R Bradley Gray
Officer — President and CEO · Director
Period of report
Aug 7, 2017
Accepted (ET)
Aug 9, 2017 · 5:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001401708
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 7, 2017 | M | 7,440 | $6.72 | A | 83,225 | D | |
| Common Stock | Aug 7, 2017 | M | 1,005 | $1.92 | A | 84,230 | D | |
| Common Stock | Aug 7, 2017 | M | 33,481 | $2.24 | A | 117,711 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $6.72 | Aug 7, 2017 | M | 7,440 | D | — | Jan 9, 2023 | Common Stock | 7,440 | 61,309 | D |
| Stock Option (right to buy)F3,F2 | $1.92 | Aug 7, 2017 | M | 1,005 | D | — | Feb 28, 2022 | Common Stock | 1,005 | 126,582 | D |
| Stock Option (right to buy)F5,F4 | $2.24 | Aug 7, 2017 | M | 33,481 | D | — | Jun 29, 2020 | Common Stock | 33,481 | 0 | D |
Explanation of responses
- F1The option is fully vested.
- F2The option is fully vested.
- F3The Reporting Person's Form 3 erroneously overstated by 1 share the number of derivative securities beneficially owned.
- F4The option is fully vested.
- F5The Reporting Person's Form 3 erroneously overstated by 1 share the number of derivative securities beneficially owned.