SEC Form 4 · accession 0001209191-16-140682
NanoString Technologies Inc · NSTG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles P Waite Jr.
Director
Period of report
Sep 6, 2016
Accepted (ET)
Sep 8, 2016 · 9:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001401708
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Sep 6, 2016 | S | 6,106 | $16.56 | D | 550,108 | I | See footnote |
| Common StockF4,F5,F3 | Sep 7, 2016 | S | 16,811 | $16.50 | D | 533,297 | I | See footnote |
| Common StockF6,F7,F3 | Sep 8, 2016 | S | 6,188 | $16.50 | D | 527,109 | I | See footnote |
| Common Stock | holding | — | — | — | 1,707 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $16.50 to $16.65, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
- F2391,719 of these shares are owned by OVP Venture Partners VI, L.P.,157,589 of these shares are owned by OVP Venture Partners VII, L.P., and 800 of these shares are owned by OVP VII Entrepreneurs Fund, L.P.
- F3OVMC VI, LLC serves as the general partner of OVP Venture Partners VI, L.P. Charles P. Waite, Jr. is a managing member of OVMC VI, LLC and shares voting and investment power over the shares held by OVP Venture Partners VI, L.P. Charles P. Waite, Jr. is also a managing member of OVMC VII, LLC, the general partner of OVP Venture Partners VII, L.P. and OVP VII Entrepreneurs Fund, L.P., and shares voting and investment power over the shares held by OVP Venture Partners VII, L.P. and OVP VII Entrepreneurs Fund, L.P. Mr. Waite, the other managing members of OVMC VI, LLC and OVMC VII, LLC, and each of the aforementioned entities disclaim beneficial ownership of the reported securities except to the extent of any pecuniary interest therein.
- F4The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $16.50 to $16.51, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
- F5379,748 of these shares are owned by OVP Venture Partners VI, L.P.,152,773 of these shares are owned by OVP Venture Partners VII, L.P., and 776 of these shares are owned by OVP VII Entrepreneurs Fund, L.P.
- F6The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $16.50 to $16.5486, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
- F7375,340 of these shares are owned by OVP Venture Partners VI, L.P.,151,000 of these shares are owned by OVP Venture Partners VII, L.P., and 769 of these shares are owned by OVP VII Entrepreneurs Fund, L.P.