SEC Form 4 · accession 0001209191-16-138225
NanoString Technologies Inc · NSTG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles P Waite Jr.
Director
Period of report
Aug 18, 2016
Accepted (ET)
Aug 22, 2016 · 9:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001401708
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Aug 18, 2016 | S | 21,200 | $16.53 | D | 758,582 | I | See footnote |
| Common StockF4,F3 | Aug 19, 2016 | S | 4,095 | $16.55 | D | 754,487 | I | See footnote |
| Common StockF5,F6,F3 | Aug 22, 2016 | S | 46,850 | $16.65 | D | 707,637 | I | See footnote |
| Common Stock | holding | — | — | — | 1,707 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $16.52 to $16.55, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
- F2540,172 of these shares are owned by OVP Venture Partners VI, L.P., 217,315 of these shares are owned by OVP Venture Partners VII, L.P., and 1,095 of these shares are owned by OVP VII Entrepreneurs Fund, L.P.
- F3OVMC VI, LLC serves as the general partner of OVP Venture Partners VI, L.P. Charles P. Waite, Jr. is a managing member of OVMC VI, LLC and shares voting and investment power over the shares held by OVP Venture Partners VI, L.P. Charles P. Waite, Jr. is also a managing member of OVMC VII, LLC, the general partner of OVP Venture Partners VII, L.P. and OVP VII Entrepreneurs Fund, L.P., and shares voting and investment power over the shares held by OVP Venture Partners VII, L.P. and OVP VII Entrepreneurs Fund, L.P. Mr. Waite, the other managing members of OVMC VI, LLC and OVMC VII, LLC, and each of the aforementioned entities disclaim beneficial ownership of the reported securities except to the extent of any pecuniary interest therein.
- F4537,256 of these shares are owned by OVP Venture Partners VI, L.P., 216,142 of these shares are owned by OVP Venture Partners VII, L.P., and 1,089 of these shares are owned by OVP VII Entrepreneurs Fund, L.P.
- F5The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $16.55 to $17.15, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
- F6503,894 of these shares are owned by OVP Venture Partners VI, L.P., 202,720 of these shares are owned by OVP Venture Partners VII, L.P., and 1,023 of these shares are owned by OVP VII Entrepreneurs Fund, L.P.