SEC Form 4 · accession 0001209191-16-110624
NanoString Technologies Inc · NSTG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles P Waite Jr.
Director
Period of report
Mar 24, 2016
Accepted (ET)
Mar 25, 2016 · 5:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001401708
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Mar 24, 2016 | J | 500,000 | $0.00 | D | 1,037,480 | I | See footnotes |
| Common Stock | Mar 24, 2016 | J | 1,707 | $0.00 | A | 1,707 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Pro rata distribution without consideration by OVP Venture Partners VI, L.P., OVP Venture Partners VII, L.P., OVMC VI, L.L.C. and OVMC VII, L.L.C. to their respective limited partners and members.
- F2738,775 of these shares are owned by OVP Venture Partners VI, L.P., 297,221 of these shares are owned by OVP Venture Partners VII, L.P., and 1,484 of these shares are owned by OVP VII Entrepreneurs Fund, L.P.
- F3OVMC VI, L.L.C. serves as the general partner of OVP Venture Partners VI, L.P. Charles P. Waite, Jr. is a managing member of OVMC VI, L.L.C. and shares voting and investment power over the shares held by OVP Venture Partners VI, L.P. Charles P. Waite, Jr. is also a managing member of OVMC VII, L.L.C., the general partner of OVP Venture Partners VII, L.P. and OVP VII Entrepreneurs Fund, L.P., and shares voting and investment power over the shares held by OVP Venture Partners VII, L.P. and OVP VII Entrepreneurs Fund, L.P. Mr. Waite, the other managing members of OVMC VI, L.L.C. and OVMC VII, L.L.C., and each of the aforementioned entities disclaim beneficial ownership of the reported securities except to the extent of any pecuniary interest therein.
- F4Acquisition by the reporting person pursuant to a pro rata distribution without consideration from each of OVMC VI, L.L.C and OVMC VII, L.L.C., of which the reporting person is a member.