SEC Form 4 · accession 0001209191-16-090492
NanoString Technologies Inc · NSTG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wayne Burns
Officer — SVP, Operations & Admin
Period of report
Jan 6, 2016
Accepted (ET)
Jan 8, 2016 · 3:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001401708
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 6, 2016 | M | 7,812 | $2.24 | A | 11,784 | D | |
| Common Stock | Jan 6, 2016 | M | 16,093 | $2.24 | A | 27,877 | D | |
| Common Stock | Jan 6, 2016 | M | 33,301 | $1.92 | A | 61,178 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $2.24 | Jan 6, 2016 | M | 7,812 | D | — | Oct 14, 2019 | Common Stock | 7,812 | 0 | D |
| Stock Option (right to buy)F2 | $2.24 | Jan 6, 2016 | M | 16,093 | D | — | Mar 1, 2020 | Common Stock | 16,093 | 0 | D |
| Stock Option (right to buy)F3 | $1.92 | Jan 6, 2016 | M | 33,301 | D | — | Feb 28, 2022 | Common Stock | 33,301 | 1,074 | D |
Explanation of responses
- F1The Option fully vested on June 8, 2013.
- F2The Option fully vested on February 12, 2014.
- F325% of the shares subject to the Option vested on March 1, 2012 (the "Vesting Commencement Date") and thereafter 1/48th of the shares subject to the Option vest on each monthly anniversary of the Vesting Commencement.