SEC Form 4 · accession 0001209191-15-012067
NanoString Technologies Inc · NSTG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David W. Ghesquiere
Officer — SVP, Corporate & Business Dev
Period of report
Feb 9, 2015
Accepted (ET)
Feb 11, 2015 · 5:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001401708
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $0.00 | Feb 9, 2015 | A | 15,000 | A | — | — | Common Stock | 15,000 | 15,000 | D |
| Stock Options (right to buy)F3 | $12.77 | Feb 9, 2015 | A | 45,000 | A | — | Feb 9, 2015 | Common Stock | 45,000 | 45,000 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of Issuer's common stock.
- F2One-third (1/3) of the RSUs vest on the first market trading day following the first anniversary of March 1, 2015 (the "Vesting Commencement Date"), and one-third (1/3) of the RSUs vest annually each year on the first market trading day after each of the second and third anniversaries of the Vesting Commencement Date; in each case, subject to Participant's continuing to be a Service Provider (as defined in the 2013 Equity Incentive Plan) through each such date.
- F31/48 of the shares subject to such option shall vest on each monthly anniversary of February 9, 2015.