SEC Form 4 · accession 0000939057-18-000325
First Financial Northwest, Inc. · FFNW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronnie J Clariza
Officer — Senior VP/CRO of the Bank
Period of report
May 31, 2018
Accepted (ET)
Jun 1, 2018 · 4:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001401564
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par value | May 31, 2018 | M | 700 | $9.78 | A | 20,988 | D | |
| Common Stock, $0.01 par value | May 31, 2018 | S | 700 | $17.35 | D | 20,288 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $9.78 | May 31, 2018 | M | 700 | D | — | Jul 3, 2018 | Common Stock | 700 | 0 | D |
Explanation of responses
- F1Vested in equal installments of 20% per year beginning on July 3, 2009 and ending on July 3, 2013.