SEC Form 4 · accession 0000939057-18-000310
First Financial Northwest, Inc. · FFNW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joann E Lee
Director
Period of report
May 24, 2018
Accepted (ET)
May 29, 2018 · 1:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001401564
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | May 24, 2018 | M | 7,057 | $9.78 | A | 102,661 | D | |
| Common Stock, par value $0.01 per share | May 24, 2018 | S | 7,057 | $17.40 | D | 95,604 | D | |
| Common Stock, par value $0.01 per share | May 25, 2018 | M | 573 | $9.78 | A | 96,177 | D | |
| Common Stock, par value $0.01 per share | May 25, 2018 | S | 573 | $17.40 | D | 95,604 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $9.78 | May 24, 2018 | M | 7,057 | D | Jul 3, 2012 | Jul 3, 2018 | Common Stock | 7,057 | 19,984 | D |
| Stock Options (Right to Buy) | $9.78 | May 25, 2018 | M | 573 | D | Jul 3, 2012 | Jul 3, 2018 | Common Stock | 573 | 19,411 | D |