SEC Form 4 · accession 0000939057-18-000300
First Financial Northwest, Inc. · FFNW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joann E Lee
Director
Period of report
May 18, 2018
Accepted (ET)
May 22, 2018 · 9:37 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001401564
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | May 18, 2018 | M | 3,422 | $9.78 | A | 99,026 | D | |
| Common Stock, par value $0.01 per shareF1 | May 18, 2018 | S | 3,422 | $17.4638 | D | 95,604 | D | |
| Common Stock, par value $0.01 per share | May 21, 2018 | M | 2,896 | $9.78 | A | 98,500 | D | |
| Common Stock, par value $0.01 per shareF2 | May 21, 2018 | S | 2,896 | $17.4992 | D | 95,604 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $9.78 | May 18, 2018 | M | 3,422 | D | Jul 3, 2011 | Jul 3, 2018 | Common Stock | 3,422 | 36,517 | D |
| Stock Options (Right to Buy) | $9.78 | May 21, 2018 | M | 2,896 | D | Jul 3, 2011 | Jul 3, 2018 | Common Stock | 2,896 | 33,621 | D |
Explanation of responses
- F1The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.40 to $17.50 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1).
- F2The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.48 to $17.50 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2).