SEC Form 4 · accession 0000939057-17-000391
First Financial Northwest, Inc. · FFNW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregg H. DeRitis
Other
Period of report
Sep 11, 2017
Accepted (ET)
Sep 13, 2017 · 4:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001401564
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par value | Sep 11, 2017 | M | 4,000 | $13.80 | A | 4,000 | D | |
| Common Stock, $0.01 par value | Sep 11, 2017 | S | 600 | $16.074 | D | 3,400 | D | |
| Common Stock, $0.01 par value | Sep 12, 2017 | S | 3,400 | $16.023 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $13.80 | Sep 11, 2017 | M | 4,000 | D | — | Dec 16, 2025 | Common Stock | 4,000 | 16,000 | D |
| Stock Option (Right to Buy)F2,F1 | $13.80 | Sep 11, 2017 | D | 16,000 | D | — | Dec 16, 2025 | Common Stock | 16,000 | 0 | D |
Explanation of responses
- F1Vested in equal installments of 20% per year beginning on December 16, 2016.
- F2Forfeiture of unvested stock options upon separation from service.